Paraplanner - Regional IFA Firm

SLM Search & Selection
18 Mar 2017
17 Apr 2017
Contract Type
Full Time

SLM Search and Selection are currently working on behalf of a local, well-respected firm of independent financial planners that has been successful in weaving a rich, prosperous history in the financial services industry.

Their office in Bath are currently seeking a technically astute Paraplanner to join their team and provide support to the 2 Directors/Senior IFAs in delivering agreed business objectives through the undertaking of research and report writing.

Key Responsibilities:

Support the Consultants in building and developing effective and profitable relationships with clients

Undertake product research for the whole of market, making recommendations consistent with client's requirements

Provide bespoke suitability reports covering tax, investment, mortgage and pension cases

Check all documents issues are compliant according to the FCA guidelines and MFSL additional compliance requirements

Effectively handle client enqueries and identify advice opportunities

Understand and keep up to date with all industry changes

Continually seek to improve technical knowledge

Key Experience/Skills:

Minimum Level 4 Diploma Qualified or currently progressing towards

Proven report writing experience in a financial services environment

Excellent verbal and written communication skills

Good working knowledge of the FCA and regulatory framework