Head of Compliance

McGregor Boyall Associates Ltd
16 May 2018
18 May 2018
Contract Type
Full Time

Act at all times in accordance with the FCA regime

Define and maintain a robust compliance framework

Develop a skilled, diverse and motivated compliance team

Ensure the Compliance team provide high quality advice and support to senior management

Review existing and new legislation and regulatory requirements ensuring that key risks are identified and monitored

Interpret, translate and assess the impact of regulatory change on the business

Ensure all key compliance infrastructures are in place and regularly reviewed

Develop and manage, in conjunction with the Chief Risk Officer, the day to day relationship with the regulators

Provide subject matter expertise to the business on regulatory developments and, where necessary, manage regulatory changes across the business.

Build strong relationships across the business as a credible, responsive and pragmatic compliance professional

Support the Chief Risk Officer in embedding a risk culture with the right customer outcomes as a key objective.

Provide leadership on wider risk issues as part of the Chief Risk Officer's senior management team.

Assume regulatory responsibility for the compliance function and also become the Company's Data Protection Officer.

Responsible for ensuring all Compliance & Regulatory obligations within the group are effectively discharged, and that activities are fully SYSC8 compliant.

Adhere to the Group's Regulatory Risk Policy and FCA rules and requirements such as MCOB, CONC, SYSC, Customer Outcome and Conduct Risk and TCF.

Any other duties required to fulfil the requirements of the role.

McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.

This job was originally posted as www.totaljobs.com/job/81432624

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