Senior Compliance Officer

Twenty Recruitment Ltd
£140k - £160k pa + Benefits and Bonus
17 Mar 2017
16 Apr 2017
Contract Type
Full Time
THE COMPANY Our client is a leading quantitative investment manager and has been at the forefront of the systematic trading industry for a number of years. THE ROLE * Perform business specific assessments based upon changes in regulatory frameworks and requirements relating to trading and investment advisory services globally * Provide governance and oversight in the development and maintenance of the alpha capture compliance program * Provide advice and support in developing and managing a trade surveillance program * Perform gap assessments and update the companies policies and procedures * Provide on-going advisory support to the business in an effort to support business innovation and expansion * Support the launch of new funds and strategies, identifying areas for further expansion of the compliance program * Liaise with regulators during regulatory exams * Research and respond to regulatory inquiries EXPERIENCE REQUIRED * 7 to 12 years of experience working in Compliance * Proven knowledge of electronic trading of equities, futures and FX * Experience working for in high frequency trading, quant trading, algo trading or electronic trading in a compliance position would be ideal * Proven knowledge of FCA, SEC and CFTC regulations * Strategic thinker with an ability to execute If you feel you have the relevant experience for this opportunity then please apply to this advert or send a copy of your CV or call [Phone number removed]