Compliance Associate - Advisory

LMA Recruitment Ltd
40000 - 50000
16 Mar 2017
15 Apr 2017
Contract Type
Full Time
I am currently recruiting for a Compliance Assistant to join a leading Independent UK Wholesale bank in the recruitment of a Compliance Associate. The role reports directly into the Head of Compliance offering excellent experience and a clear career progression path. Responsibilities of the role include - - Assist with the delivery of the Compliance Monitoring Plan providing clear documentation of findings - Discussion of the findings with Head of Compliance and assisting in issuing the Compliance Monitoring Report findings to CEO, ExCo and Audit Committee - Responsibility for maintaining and monitoring adherence to key compliance policies - Assist the Compliance Team to maintain its understanding of the regulatory requirements relevant to the Bank - Provide advice and guidance to the Board, Senior Management, Business Heads and other relevant employees to enable them to conduct decision making with appropriate knowledge or to manage their business area to be compliant with policies and procedures. - Assist with tracking & monitoring impending regulatory change from jurisdictions that impact the Bank The successful candidate will have knowledge and experience of compliance and governance frameworks, methodologies and emerging practice, compliance monitoring and risk assessments in the context of the UK financial services industry. In return the bank are offering a salary of between £40,000 - £50,000 plus excellent benefits and bonus.