Compliance Officer Auditor

Recruiter
Hanson Lawrie
Location
Warwickshire
Posted
15 Apr 2018
Closes
14 May 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Experienced Compliance Auditor required for an award winning professional services organisation based in the heart of Warwickshire.

As the Compliance Auditor you will take responsibility for auditing Debt Recovery teams to ensure compliance and adherence to regulation, as such applicants must have a strong working knowledge of various regulatory requirements that include Financial Conduct Authority, Ofcom, CSA and FOS.

On a day to day basis you will be involved in the following:

  • Conducting quality assurance checks reporting on risk, as well as ensuring that policies and procedures are up to date and in line with legislation.
  • Undertaking investigation of incidents, recording and reporting to regulators and dealing with requests for information under the Data Protection Act.
  • Training team members and managers on regulation and legalisation and actively involved with improving processes
  • Undertaking due diligence checks on new and existing clients responding to complaints received and deliver responses to timescales.

You will also be working closely with the Compliance Manager to conduct thematic audit across the company and assisting the Head of Risk and Compliance to implement a Company risk monitoring plan.

Experience in compliance (FSA,OFCOM and CSA regulations) is essential, as is the ability to work both autonomously and as part of a team. We are looking for an effective communicator with proactive approach to Risk and Compliance.

In return the firm offer a fabulous range of benefits and ongoing opportunity for development.


This job was originally posted as www.totaljobs.com/job/80974500

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