Compliance Advisor - Monitoring & Testing

Michael Page Banking and Financial Services
London (Greater)
14 Apr 2018
14 May 2018
Contract Type
Full Time

To carry out Compliance reviews and promote an effective Compliance culture and framework, minimising regulatory and operational risk

Client Details

A European Corporate & Investment Bank.


Compliance Reviews - Testing and Assurance

  • Assist with the development, implementation and execution of risk-based Compliance reviews to assess the effectiveness of the Bank's policies, procedures and controls
  • Define test scope and design specific testing steps for each applicable area of review
  • Communicate test results, present identified issues to the business, work with the business to develop and implement a plan of corrective action and prepare written reports
  • Track status of corrective action plans
  • Maintain detailed and organized documentation of work products
  • Analyse regulatory expectations and developments, adjusting Compliance monitoring accordingly
  • Attend industry forums and regulatory conferences
  • Conduct ad-hoc investigations, projects , assignments, upon request


  • Experience of Compliance reviews, or Audit work or similar investigations into risk/control functions
  • Understanding of financial markets and products (in particular, Fixed Income, Commodities, Capital Markets and Financial Crime)

Job Offer

Competitive salary and package.

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