Head of Compliance Operations

IDEX Consulting Ltd
14 Apr 2018
20 Apr 2018
Contract Type
Full Time
Are you a competent Compliance Manager who is looking for progression and reward for your hard work? Are you aspiring to be CF10 and CF11 of a well respected and growing organisation?

My client are a chartered independent financial adviser practice who are looking for a Head of Compliance Operations to be based in their head office on the outskirts of Leeds. The role is available due to the expansion of the business. This role is new to the company and really gives scope to the successful individual to make it their own. Upon joining the company you will be managing the compliance and operational aspects of the company with the scope within 12 months to hold CF10 and CF11 for the company.

My client are looking for an individual who holds the Diploma in Financial Planning and is working towards chartered status or equivalent and has a strong understanding of FCA regulations as well as SYSC, T&C schemes, complaints handling and have had previous experience undertaking project work for changes in FCA regulation.

In reward you will receive a basic salary of up to £65,000 as well as company pension scheme with 5% matched contribution, 4 times death in service entitlement and salary income protection as well as 25 days holiday and free parking.

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful

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