Financial Adviser - Clients provided

Recruiter
Redex Recruitment
Location
Pampisford
Posted
14 Apr 2018
Closes
17 May 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Financial Adviser - Clients provided

Accountabilities

  • Compliance with the Financial Services and Markets Act 2000 and the relevant FSA rules at all times
  • Compliance with the relevant Compliance, TCF, T&C, financial crime and Anti-Money Laundering procedures of the firm at all times
  • Keep up to date with all relevant products, legislation and technical changes
  • Prospect/contact potential clients
  • Ensure that sufficient client information is collected and analysed
  • Undertake sufficient market and product research
  • Ensure suitable recommendations are made
  • Ensure that all records and supporting documents are recorded and maintained
  • Attain and maintain an adequate level of competence as required by the firm
  • Maintain all standards of performance as required by the firm
  • Ensure relevant CPD is maintained and recorded accurately

Required Key Skills and Knowledge

  • Appropriate technical knowledge and qualification required for the role.
  • Detailed knowledge of the firms compliance procedures including record keeping requirements
  • Provision of advice to clients in a compliant manner
  • Able to work within defined business processes
  • Ability to achieve agreed outcomes without supervision
  • Prioritise and plan own workload
  • Detailed and accurate
  • Articulate
  • Excellent inter-personal skills, both written and verbal
  • Qualifications: Dipolma (level 4)

The Package

Salary: up to £48,000 + profit share, 8% pension contribution (rising to 8.5% in May 2018), additional 3% contribution available under certain circumstances, death in service x 4 of salary, private medical insurance (P11D benefit)

Advisers are allocated existing clients, how that might be split will depend on the client requirements and the time and the experience of the Adviser.

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