An exciting FinTech Company is looking for a Compliance Manger to join their team. You would be entering a great environment where you will receive a cooked meal on Friday lunches! Smart casual dress code, as well as a welcoming open plan office.
You will be part of a team of 3 reporting directly into the Head of Compliance, working on regulatory developments as they arise ensuring that the business remains compliant and breach free.
What experience is required?
- Working with SM&CR and handling the authorisations
- Sound knowledge of AIFMD & MiFID II
- Experience providing advice to different stakeholders throughout the business
- Experience in end to end risk assessments
- Experience communicating with the regulator
- Have delivered training to colleagues and individuals either face to face or remotely
Please quote (42762) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.