Compliance Officer

Osborne Appointments
29 Mar 2018
18 Apr 2018
Contract Type
Full Time

We are currently recruiting for a Compliance Officer to join our growing client in Bedford Town Centre. The successful candidate will support the management of our client's compliance function by ensuring that it has systems and controls in place that adequately measure and manage the obligations it has under the regulators.

Main Duties:
To monitor regulatory development and assess possible significance to our client.
Increase awareness of relevant laws, rules and standards, by ensuring senior leaders and employees are aware of their regulatory responsibilities, and maintain a positive regulatory risk culture through reports and presentations.
Monitor compliance with business practice and policy.
Record all complaints, reviewing cases and resolving disputes.
Preparation of approved person forms and records accordingly.
Record information regarding key internal issues/breaches, ensuring that ratification and preventative action has been taken.
Provide all compliance inductions to all new members of staff.
Support the risk and compliance director to raise awareness of risk management policies and processes to ensure that risk is managed in an effective manner across our client.

Core Competencies:
Communication Skills
Planning and Organising
Attention to detail

We have availability for interview week commencing 2nd April so please apply today.

Established in 1995, Osborne Appointments is an independently owned recruitment agency specialising in the supply of temporary, contract and permanent placements. OA are committed to placing the right candidate in the right job every time and pride ourselves in outstanding levels of Candidate Satisfaction
Thank you for your interest in this position. It is with regret that we are unable to respond personally to each individual application due to the high volume of CVs we receive on a daily basis. However, your application will be reviewed by one of our qualified consultants within the next 48 hours. If you do not hear from us within this time period, you have unfortunately been unsuccessful on this occasion.
We hope you will apply for future roles that we advertise regularly on this website. In order to keep up to date with all our recruitment activity, please like us on Facebook, follow us on Twitter and sign up for free email job alerts on our website.
This vacancy is being advertised by Osborne Appointments who are acting as an employment agency / business.

This job was originally posted as

Similar jobs

Similar jobs