Compliance Manager

Heat Recruitment
29 Mar 2018
13 May 2018
Contract Type
Full Time
Compliance Manager

Location: Crawley

Salary: £30,000 - £40,000

The Client

The opportunity for a Compliance and Team Manager to join a friendly and lively Wealth Management Practice based in Crawley. You will manage the day to day running of their exceptionally talented and diverse client support teams.

The Opportunity

Our client requires an exceptional Compliance Team Manager to work closely with the Client Support Director to provide outstanding organisational skill, great attention to detail, thoroughness and accuracy and the ability to plan workloads, manage conflicting demands and deadlines, with a keen and flexible attitude. You will be also be responsible for assisting in the development and implementation of our ongoing compliance program to meet regulatory requirements. This will involve policy development, training, monitoring, risk assessment, advising the business on compliance matters and issue remediation.

What’s needed to be considered

In order to be considered for this unique opportunity, candidates need to have –

  • Level 4 Diploma Qualified
  • Good technical experience
  • Experience in the review of code of ethics related compliance matters (i.e. personal account dealing, outside business interests, and gifts, benefits and entertainment)
  • Clear confident and enthusiastic communicator
  • What’s next?

    Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion, we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

    Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

    Synonyms: Team Manager, Team Leader, Paraplanner, Compliance

    This job was originally posted as

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