Risk Control Testing Manager, Treasury & Corporate Markets

Recruiter
Fraser Carver Executive Search Ltd
Location
London (Central)
Posted
13 Apr 2018
Closes
16 May 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Fraser Carver are working with a reputable banking client who are looking to appoint a number of Controls Testing Managers into their 1LOD Risk team that supports the Banks Corporate Markets and Treasury businesses. As such we are looking for someone with a strong Internal Audit/Control background with exposure to Securitisations, Capital Issuance and hedging structures/ capital markets.

  • The key objective of the role is to act as part of small team to deliver a comprehensive control testing regime.
  • Day to day management of the testing and ensuring their effectiveness.
  • From knowledge of the business provide insight to the other members of the Control team of areas to consider from an operational risk and compliance perspective in processes and controls
  • Ensuring adherence to Group policy, standards and methodologies appropriate to the business and provide management and measurement of operational risk, regulatory risk, and conduct and compliance risk through control-based evidence on the control environment.
  • The role requires strong business/commercial risk skills. Excellent organisational skills with the ability to deliver to deadlines.
  • A strength of character to challenge the business and deliver solutions

ACCOUNTABILITIES

  • Forming effective working relationships with wider divisional teams, working in partnership with them and others as required
  • Good communication and team work with other divisional Risk/Audit business partners
  • Complete control testing and recording of outcomes
  • Develop and execute a plan for control testing and presentation of the state of the control environment to both the Divisional Leadership Team and 2nd and 3rd line risk and audit functions.
  • Assist with embedding of other Group Policies.
  • Provide assistance and participate in other Control Function activities as and when required
  • Produce ad hoc reports, papers and presentations to a range of internal/external audiences for use by the Treasurer as and when required, e.g. Control matters for the Group Finance Director, Audit Committee etc.

Key Knowledge/ Skills:

  • Mandatory: Audit and control testing experience (minimum 2 years)
  • Demonstrate up to date knowledge of the PRA / FCA requirements, relevant policy developments and awareness of global regulatory developments
  • Knowledge of corporate treasury and complex products, securitisations, capital issuance and hedging structures - capital markets
  • Part/full professional qualification or aptitude to achieve one
  • Good communicator
  • Good PowerPoint/Excel skills, ability to understand a complex business and implement a good control framework
  • Ability to build a network

Similar jobs

Similar jobs