Senior Compliance Manager - Front Office Trading

London (Central), London (Greater)
£70000 - £90000 per annum + benefits + bonus
15 Jan 2014
12 Feb 2014
Jo Thomas
Contract Type
Full Time

This is an outstanding and challenging Senior Compliance Manager opportunity with a well-established and leading brokerage firm in London. As Senior Compliance Manager, your role will be to provide advice, guidance, direction and interpretation on compliance and regulatory matters across the Firm and to drive forward a positive compliance culture.

You will be responsible for keeping abreast of regulatory updates and reviewing and producing briefings in respect of compliance and financial crime related regulatory developments. As Compliance Manager you will be supporting the Customer Due Diligence Team, as well as other departments around the business, providing advice and support in respect to financial crime and reputational risk issues, providing on-going advice to the business and resolve day to day issues in relation to compliance and regulation including financial crime and exchange rules

Our client is looking for an experienced financial Compliance specialist who has an in-depth knowledge of the FSA handbooks and other relevant regulations. This role will suit a candidate with solid Compliance experience rather than a pure AML focus - you will have a hands-on practical, commercial history rather than having worked purely in a consulting environment

This role will suit someone with financial compliance experience from a financial institution, where your role has included front office exposure, showing the ability to handle high pressure environment.

For more information concerning this Compliance Manager role, please send your CV to:, or contact Joanne Thomas at Pro-Finance on 0207 269 6324.

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