Regulatory Change - Suitability - Project Management - FCA - FSA - Investment Management

£500 per day
31 Oct 2013
07 Nov 2013
Lucy Stead
Contract Type
Full Time
Regulatory Change - Suitability - Project Management - FCA - FSA - Wealth Management

Our client, a leading Wealth Management firm, are looking to hire a Regulatory Project Manager to work within the Risk and Regulatory Function on an FCA suitability and compliance programme.  This is a large-scale programme, and a fantastic opportunity for a strong Project Manager to improve their profile and make a positive contribution to the business.


- Project development, project oversight, process management and objective status reporting to ensure timely execution of projects and project success.
- Establish and matrix manages the activities of project participants from various departments/business lines.
- Oversee all client projects and initiatives with respect to systems development and operational functions.
- Develop, integrate and evaluate new advances in the industry to direct and lead successful results.
- Working alongside senior management, ensuring that regulatory change management is well planned.
- Track performance to plan and monitors key process/project deliverables.
- Identify risks and manage changes and issues.
- Provide project metrics including RAG status, milestone tracking, dependencies, issue tracking.

Skills & Experience:
- Solid understanding of regulation, as well as compliance and FCA guidelines.
- Previous experience of understanding and advising how a business line can fit its practices to the requirements of regulations, as well as communicating this to senior management.
- Proven ability and experience in applying regulatory change.
- An understanding of the Compliance environment will be an advantage.
- Ability to influence.
- Strong negotiation skills and be a precise thinker.

If you think you have the relevant skillset for this role, please do not hesistate to apply, as suitable candidates will be contacted within 1 working day.

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