Compliance Associate (Asset Management)
Highly regarded Asset Manager based in the City wish to recruit an individual to work as part of their Institutional Compliance team. Working closely with other members of the team the main purpose of the role is to provide compliance assurance and regulatory advice with duties including guideline monitoring of Charles River alerts and warnings, resolution of any pre-trade alerts and warnings, daily, monthly and periodic monitoring, breach resolution and undertaking periodic reviews of adherence to compliance regulations and internal procedures for various areas of the business. Solid compliance and guideline monitoring experience of working in an asset management function is essential along with knowledge of UCITS regulations, Charles River or a similar guideline monitoring tools, FSA and/or SEC rules and use of Bloomberg. This opportunity will suit an individual who is looking to build a career in compliance as part of a supportive and professional company.