Compliance Manager

Sales Bible
10 Mar 2018
14 Mar 2018
Contract Type
Full Time
Our client, a highly successful insurance company are recruiting for a compliance manager.

As a Compliance Manager, you are responsible for ensuring the company complies with its outside regulatory requirements and internal policies. In short, you are responsible for making sure that your employer plays by the rules.

As a compliance manager, you'll need to:

·keep up to date with, and understand, relevant laws and regulations

monitor compliance with laws, regulations and internal policiesensure that your findings are recorded and followed up with management so that issues can be rectifiedinvestigate irregularities and non-compliance issueshighlight or escalate areas of concern to the compliance managerassist in the gathering of internal information in response to regulatory requestsPerform various general administrative duties (such as file creation and maintenance of ongoing administrative projects).Collaborate with other departments to create a culture of compliance.You will need to have:

·People working in compliance do not always hold specific qualifications. However, with the increasing importance of compliance and the growing involvement of the Financial Conduct Authority (FCA), qualifications are becoming more important and we require at least one-year experience in a compliance-based roll.

·An interest in your chosen area. You are likely to be delving in to granular levels of detail as a compliance professional so you are more likely to enjoy the role if you have an interest in the sector.

·Critical problem solving ability. You will often have to make decisions on the information available, which is not always black and white

·An ability to analyse and interpret information quickly

·Project management skills. You are likely to have to juggle a number of projects at one time.

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