IFA Compliance File Checker ( 4 Day week) - Berkshire c £60k ( Pro-rata to £48k)
A fantastic part time opportunity for a Diploma qualified IFA Compliance Consultant has arisen with a respected Berkshire based IFA.
The main role will include:
- To deliver high quality regulatory support and guidance to the practice in relation to client file reviews.
- To assist other areas of Technical Services dealing with Compliance Matters.
- Undertake client file reviews covering all aspects of business written by registered individuals.
This role requires the successful individual to consult rather than follow a check list to a proactive, personable attitude is a must. The role is available on a part time basis 4 days per week.
Ideally candidates will be Fully Diploma qualified in Financial Planning, have a sound knowledge of UK regulatory framework and extensive compliance and file checking exposure in the IFA sector.
For full details of the role/client info, please apply in confidence to John Heffernan Director of Coast Specialist Recruitment.