Distribution Compliance Officer

The Fiser Group Limited
London (Greater)
10 Mar 2018
14 Mar 2018
Contract Type
Full Time

Our client, a top tier asset manager with a great reputation, is looking for a Marketing Compliance Analyst to join their Compliance department based in London. The successful candidate will have good knowledge of marketing within financial services, ideally from a compliance perspective.

Key responsibilities include:

  • Analysing and interpreting regulatory concerns relating to marketing and distribution communications
  • Providing advice on the regulatory adherence of marketing materials
  • Developing and maintaining up to date policies and procedures relating to financial promotions
  • Providing business-wide SME support to ensure compliance with regulatory requirements
  • Reviewing communications with external clients, particularly where related to financial promotions and distribution materials
  • Undertaking periodic compliance monitoring related to the business-wide compliance with regulatory requirements
  • Developing, enhancing and maintaining policies and procedures
  • Delivering training plans where required

Required skills and experience:

  • Good experience dealing with marketing and distribution communications
  • Working knowledge of the regulatory framework, both in the UK and abroad
  • Experience liaising with staff members of all levels of seniority
  • Great communication skills
  • Analytically minded
  • Good knowledge within asset management
  • Experience with financial promotions

For more information please contact William Rajan on ************** or ********************************

This job was originally posted as www.jobsite.co.uk/job/960311459

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