Operations Compliance Manager

Black Swan Associates Limited
London (Greater)
10 Mar 2018
14 Mar 2018
Contract Type
Full Time
My client is a global hedge fund. They are looking for a senior candidate to join their compliance team in order to focus on Operations Compliance, in order to provide advice and guidance to the Operations business areas across various products and services.


* Respond to day-to-day Compliance issues and answer daily queries across asset classes on regulatory issues in the Operations departments, escalate to Compliance senior management as appropriate
* Participate in steering committees and working groups to drive forward an enhanced governance framework with respect to Operations Regulatory activities
* Responsible for reviewing and consulting on the implementation of policies and procedures, and written supervisory procedures for Operations Departments
* Participate in the development and delivery of a comprehensive training program focused on Compliance program core elements to raise awareness to Operations staff and management on the evolving regulatory environment
* Monitor and Communicate new rules and rule changes to Operations staff
* Coordinate responses to regulatory inquiries, serving as a liaison between Operations and Regulatory Compliance in drafting responses to inquiries.


* Strong working knowledge of UK and EMEA rules and regulations including but not limited to Transaction Reporting and Client Asset Rules
* A working knowledge of CASS
* Understanding of Middle Office and Back Office Operations functions
* Ability to support point of view when challenged
* Capable of representing and enforcing compliance while considering the needs of the business

Please submit your application to [Email address removed]
This job was originally posted as www.jobsite.co.uk/job/960310690

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