First Line Compliance Assistant

Freedom Finance
09 Mar 2018
20 Apr 2018
Contract Type
Full Time

Do you have a keen attention for detail and an analytical nature? Are you looking for the next step in your career and a new challenge? If so, we have a rare opportunity to join the company as a First Line Compliance Assistant; and are looking for professionals, just like you!

At Freedom we help connect people with their dreams, a long-established loan broker, Freedom Finance offer solutions in the personal and commercial finance market. We pride ourselves on our entrepreneurial and team working culture and we set high expectations for ourselves. People are our most important asset they make our business tick

Due to continued success and business growth, we now have an exciting new opportunity for an experienced First Line Compliance Assistant, to join our expanding Manchester team, offering great benefits & incentives. This role is a full time position, working 40 hours per week.


  • Salary of up to £22,000 depending on experience
  • 30 days holiday including Bank Holidays
  • Healthcare plan
  • Life Assurance
  • Salary Extras
  • Workplace pension
  • Access to our Zest benefits package

First Line Compliance Assistant Responsibilities:

In this role, you will support the First Line Compliance Team Leader & Compliance Manager and take responsibility for:

  • Keeping up to date with regulatory changes that affect the business and reporting findings
  • Reducing risk throughout the business and improving of processes to increase business and customer outcomes
  • Achieving personal weekly/monthly KPIs and any additional targets
  • Following FCA guidelines and regulations at all times.
  • Ensuring the call audit process is followed and feedback is delivered in a timely manner
  • Encourage best practice of internal procedures when analysing noncompliance incidents and implementing a "right first time" culture. Be alert to incidents and risks within the company.
  • Working with the First Line Compliance Team Leader to identify own areas of development, demonstrate good practices at all times and act as a role model to other members of the team.
  • Building strong relationships with staff to assist with their development and learning and promote the compliance function throughout the business.
  • Attending training sessions when required

The ideal First Line Compliance Assistant:

You will able to demonstrate outstanding administration skills, a keen eye for details and an enthusiasm for challenges.

This is an opportunity to join a fast-moving company that thrives on change, a positive attitude and being happy to challenge the status quo is a must to help us move to the next level. We need a confident self-starter that can join the team and show us what we have been missing. You will need excellent communication skills and be able to build strong interpersonal relationships. Attention to detail and good analytical skills are paramount for the role, alongside the ability to use own initiative and work under pressure.

If you are looking for your next challenge as a First Line Compliance Assistant, then we want to hear from you, please click APPLY!

The vacancy you have applied for is being advertised by CVWOW Ltd, the UK's leading, award winning recruitment specialist. No terminology in this advert is intended to be deemed discriminatory. We are happy to accept applications from all suitably qualified persons regardless of their age, gender, race, religion, disability, sexual orientation or marital status. Full terms and conditions of the CVWOW business can be found on our website.

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