Compliance Officer

THC Recruitment
10 Mar 2018
18 Mar 2018
Contract Type
Full Time
Compliance Manager

Salary up to £50k + bonus + 25 days leave

Our client is a dynamic consumer lending FinTech business based in Oxford. Our founders and management team have extensive track records in Finance and Technology. They are technology driven and a unique brand that aims to redefine the relationship between borrowers and lenders, and is supported by capital from one of the world's leading investment companies.

They are looking for exceptional candidates with strong academic achievements and/or expertise in their subject, along with a desire to thrive in a fast-paced entrepreneurial culture. Successful applicants will be able to demonstrate energy & passion in all that they do, motivation, curiosity and a can-do attitude.

You will be responsible for:

*Identifying compliance risks and developing appropriate controls within the regulatory framework in which we operate;
*Training colleagues and promoting organizational compliance internally;
*Developing a risk-based compliance monitoring and testing programme;
*Managing regulatory reviews and compliance related audits;
*Assisting with key strategic projects and regulatory change initiatives by providing accurate and reliable compliance advisory support and
*Managing internal and external relationships such as FCA.

You need to have at least 5 years' experience working in UK Financial Services in compliance, risk management of audit and have demonstrable expertise in Consumer Finance regulatory compliance requirements you should have a detailed understanding of the following:

*FCA sourcebooks - CONC, DISP, SYSC and SUP
*Data Protection Act including GDPR
*Additionally you should be aware of:
oOversight of distribution chains
oThe variety of permissions held by brokers including limited and full permission plus the AR framework
oApplication of the Senior Managers Regime

You will be able to work independently, with attention to detail and excellent written & verbal communications skills are a must.

If interested in this role, please email your CV to

Similar jobs

Similar jobs