Asset and Wealth Management Audit

Michael Page Banking and Financial Services
London (Greater)
08 Mar 2018
17 Mar 2018
Contract Type
Full Time

Leading full audits for the asset management business with specific focus on AIFMD, CASS and UCITS regulation

Client Details

Asset Management Arm of Leading Investment Bank


Work closely audit team colleagues to ensure that key risks are identified and assessed in the program of audit coverage.

Lead and participate in audit projects from planning to reporting with supervision and deliver a quality product in line with department standards and expectations.

Identify risks, evaluate, test and report on the adequacy and effectiveness of management controls

Finalise audit findings and use judgement to provide an overall opinion on the control environment and document audit results and communicate issues to management

Identifying opportunities for improvement in the design and effectiveness of key controls.

Monitor and analyse key performance indicators to identify trends and build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.

Effectively manage audit engagement teams, performing timely review and providing honest and constructive feedback.

Stay up to date with the global and regional regulatory and market environment, especially as it pertains to Wealth Management


Bachelors degree or equivalent (preferably in Accounting, Finance, Economics or related discipline).

Relevant financial services industry experience, preferably within Audit or risk and control functions.

Knowledge or previous experience in one or more of the following areas preferred: private banking, fiduciary investment and administration and/or knowledge of products and services provided within Asset & Wealth Management business.

Good knowledge of CASS, AIFMD and UCITS

Professional accountancy qualification and/or other professional certifications (e.g., ACCA, CIA, CISA) are a plus.

Knowledge of applicable laws and banking regulatory requirements in EMEA.

Job Offer

Permanent Role. Looking across associate and VP level roles. Competitive salary and benefits package

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