Controls & Governance Manager

Resource Management
London (Central)
08 Mar 2018
17 Mar 2018
Contract Type
Full Time

Our client is one of the fastest growing Asset Management Businesses in the City. They are looking to recruit a Controls & Governance Manager to assist with the increasing workload.

Key Responsibilities:

  • Help to manage the MIFID II research process including monitoring of unsolicited research, help with arranging the broker vote and broker payments
  • Market abuse monitoring and management of the market sounding process
  • Validate and amend the data extract currently used for market abuse monitoring
  • Look into developing an investment oversight framework for the front office
  • Support the best execution and TCA review process where needed

Skills & Experience required:

  • Experience of working in the Asset/Fund Management or Investment Banking
  • Strong experience of working within a Controls & Governance position or within Operational Risk
  • Very strong Excel skills is essential
  • Experience of working with data
  • Excellent communication skills both written and verbal

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