Assistant Compliance Manager

Sparks Careers Morgan McKinley
London (Greater)
08 Mar 2018
14 Mar 2018
Contract Type
Full Time
Role Responsibilities

* Support the ongoing operation of the Reulatory Services team to the Capital Markets, Wealth Management, Global Asset Management and Investor & Treasury teams.
* Conducting new joiner disclosures and reviewing PA dealing, gifts and entertainment, outside business interests and etc
* Assisting in creating and updating policies and procedures to enable Business units to be compliant with regulatory requirements

Required Experience

* Preferably educated to degree level, ideally in a subject that can support the role (e.g. finance, business, etc)
* Previous experience working with employee conflicts management systems, processes and policies.
* Experience in a compliance function with regulatory FCA knowledge

Morgan McKinley is acting as an Employment Business in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.
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