Temporary Compliance Analyst

cer Financial
08 Mar 2018
14 Mar 2018
Contract Type
Full Time

Temporary Compliance Analyst
9 Months Contract

cer Financial are looking for a temporary Compliance Analyst to support the Compliance and Risk team in their clients Chichester office, for a period of up to one year to cover maternity leave.

The successful Compliance Analyst’s responsibilities will include:

  • Directly support the Head of Compliance & Risk
  • Work with other members of the Compliance & Risk function in the running of regulatory requirements, to deliver a professional compliance advisory, project and monitoring service.
  • Guarantee that the company reaches operational adherence to regulatory potentials in relation to FCA conduct necessities, ESMA conduct regulation guidance, financial crime and information security, whilst assisting the Group’s business requirements. This may include additional regulatory requirements and applicable laws/regulations.
  • Act as part of the overall second line of defence control environment in place and concentrate on risk monitoring activity. It will incorporate several measures and assessments to confirm the company preserves both current and future operational obedience to regulatory requirements and expectations.

The successful Compliance Analyst’s will be:

  • A graduate or comparable (e.g. a FCSI or MCSI) with a wide-ranging understanding of FCA and other fitting regulations governing the conduct of private client stockbroking, investment management, financial planning and fund administration business
  • Hold numerous years of practical involvement of giving compliance advice and understanding regulatory publications, and of undertaking compliance monitoring (mainly in relation to client suitability).

This job was originally posted as www.jobsite.co.uk/job/960213190

Similar jobs

Similar jobs