Compliance Advisory Executive

City of London
£80000 - £90000 per annum
09 Apr 2013
07 May 2013
Ryan Graham
Contract Type
Full Time

An exciting new opportunity for a Compliance Advisory Executive has arisen at a corporate and investment bank with a strong presence in Europe. This tier 2 banking group has a new vacancy within it's trade floor advisory team. This team is responsible for:

-Designing and supporting a regulatory risk framework for the business
-Supporting and challenging business line management regarding the completeness and accuracy of compliance risk management activities, including identification and measurement
-Providing advice to business units on regulatory obligations and on the creation and implementation of regulatory compliant policies and procedures.

This role is primarily responsible for Business advice and assistance to Global Markets business lines as directed by the Deputy Head of Capital Market Compliance such as Origination, Syndications, Credit and Rates, Structured Products, FX and Treasury.

Key Skills Required:

-University degree or equivalent
-Mandatory experience of working in a Capital Markets compliance department.
-Understanding of FSA Rules.
-Strong Compliance/FSA experience within Global Investment Banking products and services,
-Working knowledge of recent and current regulatory change including MiFid, Market Abuse Directive, FATCA etc.

Location: City of London

Salary: £80 - 90,000

If you are an experienced capital markets advisor, and would relish the opportunity to take a pivotal role in a well established advisory team; please send your CV highlighting your relevant experience to Ryan Graham at

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