Quality & Risk Analyst - Regulatory Control

Recruiter
Centrepoint Recruitment
Location
West Sussex
Posted
12 Feb 2018
Closes
14 Mar 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Quality & Risk Analyst - Regulatory control
to £28,000 + benefits
West Sussex
Busy compliance monitoring team of well established financial services group.
The team you will be joining undertakes a variety of tasks, including for example:
Reviewing quality of advice, maintaining accurate records, identifying trends and providing feedback.
Maintaining a systematic scheme of file monitoring.
Undertaking enhanced monitoring and focused business reviews.
Attending at compliance review meetings.
Contributing to quality assessment project work.
Skills & experience required:
CertPFS or equivalent
Significant experience of Quality Assurance and Risk Analysis within a financial services, or investment environment, with a strong knowledge of investment, pensions and protection products.
Up to date knowledge of FCA rules and PRA regulatory expectations and compliance requirements.
Strong analytical skill with attention to detail.
Strong communication skills.
West Sussex town centre location.
Few minutes walk from station and parking available.
Good commuting radius for Burgess Hill - Horsham and surrounding

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