Paraplanner - Guildford - up to £35,000 plus excellent benefits
You will join the team as a Paraplanner reporting into the Director. Our client is looking for you to provide technical support to the business and deliver an outstanding experience for their clients.
Your role will focus on ensuring the production of first class research and report writing on a full range of financial planning, products and services. You will utilise your thorough understanding of the advice process, suitability letter requirements and the regulatory requirements imposed by the FCA and ensure these are reflected in your work.
Providing paraplanning support to two Financial Planners. This will include: Preparing for clients’ annual reviews. Updating our cash flow modelling system, Voyant. Working alongside the Financial Planner on advice strategies. Research on products and investment strategies. Producing suitability reports and the supporting paperwork for meetings. Involvement in the company’s research processes including platform due diligence. Handling some client correspondence on behalf of the advisers.
Working closely with our internal Compliance Assistant and external compliance providers to ensure every client file meets our internal requirements.
Able to think innovatively and laterally, to challenge current processes and look for ways to improve the service provided and the client’s experience.
Ideally you will be degree qualified and hold the Diploma in Financial Planning and working towards chartered status. Good knowledge of investments, pensions, trusts, taxation and protection products with experience of using fund analysis tools.