Compliance Monitoring Specialist

NRG Resourcing Ltd
11 Feb 2018
15 Feb 2018
Contract Type
Full Time
We are pleased to be working with an award winning client currently recruiting for a Compliance Monitoring Specialist!


To lead / or support in the undertaking in respect of the Technical Monitoring reviews or the performance of the annual Compliance Assurance Monitoring plans and ad-hoc reviews.

To identify via monitoring reviews any areas of non-compliance of relevant regulations and internal policy and report accordingly.

Conduct / or support review meetings with managers to provide any findings of non-compliance in a pragmatic and collaborative way.

Engage and challenge the business when discussing monitoring issues and effectively influence change where appropriate.

Draft compliance reports highlighting relevant findings and recommendations in a timely manner to all key stakeholders.

Support the business in developing and implementing relevant action plans to mitigate re-occurrence of non-compliance issues identified via the reviews.

Collate Compliance Monitoring MI to be presented at Committees and/or Managers Meetings

Establish effective relationships with the business to facilitate a robust and positive compliance culture whilst supporting the commercial objectives.

Maintain level of regulatory and industry knowledge, responsible for own CPD.

Required Skills & Experience

Minimum 2 years’ experience in a FCA regulated environment role with Compliance experience.

Strong working knowledge of the bespoke FCA rules applicable to Insurance a strong focus on fair customer outcomes;

Knowledge of DPA legislation, insurance distribution rules, complaint handling

Excellent verbal and written communication skills particularly in regards to report writing;  Excellent time management skills;

Ability to work independently on own initiative;

Strong multi-tasking abilities;  Proficient in Excel and Word;

Flexible and able to quickly adapt to change.

Willingness to travel within 35-mile radius of site (Second site when required)

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