Senior Compliance Analyst : Control Room/Central

Recruiter
LMA Recruitment Ltd
Location
London (Greater)
Posted
10 Feb 2018
Closes
15 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
This highly renowned investment bank is offering a new position for a compliance professional with a minimum of two years experience

Responsibilities will include:

- Processing, preparation and submission of all daily control room reports as required
- Administer Central Compliance core requirements including Personal
Account Dealing requests and monitoring, , Approved Persons
Administration; Gifts and Entertainment
- Taking part in the wider compliance function by assisting with training,
providing management with written reports and other ad-hoc projects
- Formalising and documenting the framework of Compliance Procedures
- Regulatory reporting including short selling,
- Assisting in various branch reporting - monthly Report, Financial
Crime Report, US Disclaimer Report.
- Keeping up to date and informing the firm of regulatory change
- Review and revision of policies and procedures
- Production of management information, including Board reports
- Carrying out compliance tasks including FCA registrations and reporting
- Assisting in Compliance monitoring and production of Compliance
monitoring reports.

Candidates should have recent experience in these areas
This job was originally posted as www.cityjobs.com/job/960125925

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