Compliance Officer

Recruiter
Harrison Holgate
Location
London (Greater)
Posted
10 Feb 2018
Closes
15 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
A large International and Lloyd's Market Insurance Company is recruiting for a Compliance Officer to provide regulatory compliance assistance and assurance supporting regulatory compliance across the company as it grows in size and complexity. Supporting UK, Lloyd's & RoW compliance functions as necessary.

Key Responsibilities
Provide advice to the business on ad hoc regulatory issues.
Review and investigate results from sanctions screening and escalate possible matches to the financial crime compliance manager and UK & RoW Head of Compliance.
Manage and monitor the due diligence process and the terms of business agreements with Lloyd's and non Lloyd's brokers.
Perform regular monitoring to ensure business is only placed with approved brokers.
Investigate results from the monthly exception reports on sanctions and the ECO.
Assist with the preparation of compliance papers to various committees.
Ensure the firm's data protection registrations are kept up to date and arrange renewal as appropriate.
Assist with ad-hoc compliance work and projects arising from time to time.
Support the compliance function in designing, writing and implementing frameworks, policies, procedures, processes and systems
Support compliance and regulatory projects, including implementation of legislation / regulation
Provide excellent customer service to the internal business and support teams so that all teams go to Compliance for support in ensuring they carry out their roles in a compliant fashion
Liaison with underwriting on compliance issues pertaining to underwriter decisions.
Working with the coverholder management team to ensure best practices around delegated underwriting controls.

Knowledge and Experience
Compliance experience (Ideally Lloyd's Market)
This job was originally posted as www.cityjobs.com/job/960130736

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