Senior Compliance Manager

Oliver James Associates
10 Feb 2018
15 Feb 2018
Contract Type
Full Time

My client is a National Financial Services Business that is looking for a Senior Compliance Manager to support and deputise for the current Head of Compliance by supporting and developing the function.

You will have a team of Compliance professionals within the Monitoring and Policy department and ensure objectives are being met.

In this role you will:

  • Proactively analyse and interpret forthcoming legislation and regulation covering all areas of the Group's operations providing weekly and monthly updates as required and where relevant.
  • Lead, develop and support the overall monitoring and policy function and deputise for the Head of Compliance.
  • Where necessary, lead on engaging relevant internal and external stakeholders if change is required to policies or procedures
  • Oversee the Group policy and Monitoring framework, including specifically ensuring that governance best practices are followed with regards regular review and challenge of relevant documents
  • Continue development and oversight of a framework which allows for the regular review and update of policies and procedures which deal with the Groups overall functions.

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