Compliance Manager- Alternative Asset Manager

Recruiter
LMA
Location
London
Salary
80000.0000
Posted
12 Feb 2017
Closes
12 Mar 2017
Contract Type
Permanent
Hours
Full Time

An exciting opportunity is available at an international alternative asset manager who are looking for a Compliance Officer to join their talented team. The incumbent will play a key role in contributing to the strong compliance culture at the firm.

Some of the key responsibilities of the role are outlined below although this is not an exhaustive list:

  • Proving advisory assistance on compliance and regulatory matters
  • Keeping up to date with relevant regulatory changes
  • Maintain a thorough knowledge of the UK FCA Handbook in particular the COBS, FUND,SUP and SYSC sourcebooks
  • Assisting when necessary with both drafting and reviewing UK Compliance Policies
  • Perform compliance monitoring in order to ensure staff comply with relevant policies and procedures

For this role you will need a thorough knowledge of both markets and different asset classes. Experience within a similar role at an alternative asset manager or a similar financial institution would be highly advantageous. You will also require a certificate in UK financial regulation. Knowledge of UCITS would be advantageous. In return you can expect to receive a starting salary of £80,000-90,000 per annum plus bonus and benefits. There are also career progression opportunities from this position.