Compliance Officer

12 Feb 2017
12 Mar 2017
Contract Type
Full Time

FourthLine are exclusively representing our retail banking client based in Peterborough to recruit for a dedicated Compliance Officer.

The main purpose of the Compliance officer is to review upcoming UK and EU prudential and conduct regulations to assist the bank with a regulatory change. The role is reporting directly into the "Head of" and I am interested in speaking to candidates with retail banking experience and knowledge of conduct and prudential regulations.

Main responsibilities include:

  • Support the "Head of" in developing the Regulatory Compliance team.
  • Conduct effective horizon scanning covering UK and EU regulations.
  • Constant awareness of relevant prudential and conduct reg changes, provide support and advice on how to remain compliant.
  • Provide internal stakeholders with regulatory updates and an overview of any upcoming regulations.
  • Co-ordinate regulator audits, visits and information requests.
  • Support the "Head of" with FCA consultation papers and thematic reviews.
  • Develop strong relationships with internal stakeholders.
  • Participate in industry forums to effectively respond to regulatory developments.
  • Update Compliance manuals, policies and procedures.
  • Support the "Head of" with prudential and regulatory changes.

Essential skills:

  • Flexibility and ability to work independently.
  • Knowledge/Understanding of prudential and conduct regulation within FS.
  • Able to interpret regulations and assess impact on the firm.
  • Able to build relationships across wide stakeholder network.
  • Good oral and written communication skills.
  • Experience of working within a compliance function.

If you feel like this role may be of interest then please send your CV to Connor Franks.

A full job description is available upon an initial conversation.