Compliance Officer

Recruiter
FourthLine
Location
Peterborough
Salary
35000.0000
Posted
12 Feb 2017
Closes
12 Mar 2017
Contract Type
Permanent
Hours
Full Time

FourthLine are exclusively representing our retail banking client based in Peterborough to recruit for a dedicated Compliance Officer.

The main purpose of the Compliance officer is to review upcoming UK and EU prudential and conduct regulations to assist the bank with a regulatory change. The role is reporting directly into the "Head of" and I am interested in speaking to candidates with retail banking experience and knowledge of conduct and prudential regulations.

Main responsibilities include:

  • Support the "Head of" in developing the Regulatory Compliance team.
  • Conduct effective horizon scanning covering UK and EU regulations.
  • Constant awareness of relevant prudential and conduct reg changes, provide support and advice on how to remain compliant.
  • Provide internal stakeholders with regulatory updates and an overview of any upcoming regulations.
  • Co-ordinate regulator audits, visits and information requests.
  • Support the "Head of" with FCA consultation papers and thematic reviews.
  • Develop strong relationships with internal stakeholders.
  • Participate in industry forums to effectively respond to regulatory developments.
  • Update Compliance manuals, policies and procedures.
  • Support the "Head of" with prudential and regulatory changes.

Essential skills:

  • Flexibility and ability to work independently.
  • Knowledge/Understanding of prudential and conduct regulation within FS.
  • Able to interpret regulations and assess impact on the firm.
  • Able to build relationships across wide stakeholder network.
  • Good oral and written communication skills.
  • Experience of working within a compliance function.

If you feel like this role may be of interest then please send your CV to Connor Franks.

A full job description is available upon an initial conversation.