Compliance Monitoring Officer - Corporate

Oval Recruit
12 Feb 2017
12 Mar 2017
Contract Type
Full Time

Compliance Monitoring Officer - Corporate

Leading UK Pensions Consultancy, London

£45,000 - £55,000 + Excellent Package

This is an excellent opportunity for an experienced Compliance Officer, with a proven background of working in the Corporate market to join a leading UK Pensions Consultancy, based in their London offices. Working within the existing Compliance team, you will be responsible for:

  • Providing professional Compliance guidance and assistance to all staff
  • Responsible for all Compliance Monitoring within the Corporate Pensions unit, including contributing to the Monitoring programme
  • Contribute to the Risk Assessment process, including assisting in and assessing major monitoring risks impacting on the Pensions business
  • Investigate and significant issues of concern and report as appropriate within the Compliance framework
  • Undertake monitoring of the organisation in accordance with the compliance monitoring programme, ensuring that all findings are documented and acted on in accordance to protocol
  • AML - Provide assistance and guidance where required
  • Work closely with all staff to provide corrective action and remediation where required and actively focus on all relevant projects

To be successful in this role, you should have had experience of the following:

  • Compliance Monitoring within a corporate environment
  • Excellent communication skills and a desire to further develop your career within the UK Pensions industry
  • A proven compliance background

In return, our client offers:

  • Excellent working environment, in an expanding, diverse and changing operati

For more information, please contact Richard Garbett