Compliance Monitoring Assistant - FX

Recruiter
Oval Recruit Limited
Location
City Of London
Salary
£30,000 - £35,000 + Excellent Package
Posted
09 Feb 2017
Closes
09 Mar 2017
Contract Type
Permanent
Hours
Full Time
Compliance Monitoring Assistant - FX Leading FX Broker, Based City of London £30,000 - £35,000 + Excellent Package and Bonus This is an excellent opportunity for individuals with at least 1 years Compliance experience, gained ideally from within a similar environment to join a leading International FX Brokers in their City head offices. Reporting to the Compliance Monitoring Officer, you will play a key role in ongoing Compliance provision for the organisation. Responsibilities will include: - Completion of daily account monitoring for PEP and Sanction matches - Review of daily transactional monitoring alerts - Periodic File reviews on existing client database - Liaise closely with Sales team and Clients to ensure documentation is up to date - Record all Monitoring issues and provide regular reporting on status of all files - Assist with on-boarding of new clients - Provide input and assist with testing and development of new systems To be successful in this role, you should have experience of the following: - Minimum 1 years experience in Financial Services Compliance, ideally gained from within a similar environment - Excellent communication skills and a desire to further develop your career in Compliance - Ideally some exposure to CDD (Customer due diligence) requirements for Corporate entities In return our client offers: - Fast paced, interesting and demanding work environment - Opportunity to further your career in Compliance For more information, please contact Edward Groves