Compliance Manager - London - £85,000

09 Feb 2017
09 Mar 2017
Contract Type
Full Time

FourthLine are representing a global insurer based in London who are looking to recruit 2 Compliance Managers. You will report directly to the CRO and you will support on all aspec of UK regulatory risk for both regulated and non-regulated activity.

Key responsibilities:

  • Provide expert advice and guidance on PRA/FCA and other regulatory legal and rulebook requirements
  • Assess the implications of regulatory changes, consultation papers, supervisory statements etc. on our business. Devise and drive gap analysis and changes where appropriate
  • Act as first point of contact for the Financial Ombudsman Service (FOS) enquiries and for the escalation of FOS related and other complaints
  • Report on business and regulatory activity and summarise regulatory publications
  • Act as central point of contact for advice and guidance on business conduct matters and drive the further embedding of a good conduct risk culture at D&G
  • Oversee conduct risk computer based training across our UK offices
  • Provide compliance advice and guidance in relation to legal contractual arrangements, in particular third party and business partner arrangements
  • Represent the compliance function on internal and external committees
  • Manage all documentation concerning passporting and the establishment of branch operations in Europe
  • Coordinate and deliver UK regulatory returns e.g. RMAR
  • Coordinate and deliver documentation, project planning and training in relation to PRA annual assessments, FCA Firm Systematic Framework reviews and thematic reviews or regulatory applications for permissions
  • Manage all Approved Persons / SIMR processes, applications, training etc
  • Manage, mentor and develop a small team of compliance professionals
  • Some travel will, now and then, be required. This will be mainly in the UK but also occasionally internationally.

Skills and Experience

- Solid General Insurance Experience (5 Years plus)

- Exerience managing a team

- Senior Stakeholder management

- International Exposure (desirable)

In return we offer:

  • Competitive salary
  • 25 days holiday allowance, plus bank holidays
  • PPP Healthcare
  • Free life assurance
  • Enhanced Pension scheme
  • Discounts on Domestic and General products and services
  • Great local employee discounts at shops, restaurants and gym

If this is the opporunity for you then please send your up to date CV to Connor Franks.