Regulatory Reporting Manager needed at Global Bank

£50000 - £60000 per annum
14 Jan 2013
11 Feb 2013
Michael Richards
Contract Type
Full Time

A leading financial services provider with operations worldwide, has a new vacancy within it's Group Compliance team inLondon. In particular they are looking to hire a Compliance professional that has knowledge and exposure to shareholder reporting in order to effectively handle complex regulatory reporting requirements across the firm's domestic and global business units. This is an excellent position for a professional that has sound knowledge of regulatory reporting requirements withinUkand or European jurisdictions, and would thrive working for a top performing banking group.

Responsibilities will include:

  • Manage daily/monthly/quarterly process to provide key reports to Global regulators
  • UK Takeover Panel reporting and relationship management
  • Manage the monitoring of global jurisdictional reports - collating and submitting any necessary disclosures
  • Resolving complex queries and data issues for business representatives responsible for threshold monitoring;
  • Resolve queries and issues around large shareholding reporting and EU short selling debt reporting;
  • Developing and maintaining internal relationships with key data suppliers/business compliance teams across the Group in particular to gain better understanding of business plans and product offerings;
  • Liaising with key regulators & external legal counsel with respect to collation & submission of regulatory reports
Key Skills/Qualifications needed:

  • Some knowledge of regulatory reporting requirements across the UK & Europe [and other overseas jurisdictions].
  • Understanding of Risk and/or Compliance operational environment;
  • Good understanding of processes and requirements arising from M & A activity that impact on Share stakes operation
  • Knowledge & understanding of share dealing terminology, investment banking practices and security products
  • Innovative problem solving - needs to be able to consider a range of options and choose the most balanced business
  • Collaborative attitude and demonstrable ability to work with multiple teams towards a common goal

Salary: £50 - £60k + bonus + benefits

If you have a good grounding in regulatory reporting and would thrive working in a large corporate environment with international exposure; please send your CV to me for consideration.

To find out more about Real please visit

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