Regulatory Compliance Monitoring Manager

Recruiter
LMA
Location
Birmingham
Salary
40000.0000
Posted
08 Feb 2017
Closes
08 Mar 2017
Contract Type
Permanent
Hours
Full Time

This is a superb opportunity for a Regulatory Compliance professional to join a Tier 1 investment bank as its Compliance Monitoring function continues to expand many of its processes and systems. In this Birmingham-based role you will organise, lead and initiate a range of risk oriented reviews, centred on internal control standards.

Your key duties in this role include:

  • Conducting the review and evaluation of records and information corresponding to the banks processes and procedures
  • Testing internal practices against regulatory expectations and the Group's policies
  • Identifying, reporting, and measuring the impact of issues; and making suggestions to rectify them
  • Conducting various risk-assessment activities

In order to be considered for this role you will have previous experience working in within a Financial Services environment in a risk and controls capacity. In return you can expect a starting salary in the range of £40,000 - £45,000.