Compliance Executive

Bristol (City Centre)
11 Jan 2018
10 Feb 2018
Contract Type
Full Time
Job Title: Compliance Executive
Location: Bristol
Package: £20,000 - £28,000 + benefits package
Industry: Insurance
Job Type: Permanent
A major corporate Insurance brokerage is looking to recruit an experienced Compliance & QA Executive to oversee regulatory and compliance matters for their South West region.

The Company

· As a market leader and one of the largest independent broking organisations in the UK, our client takes risk, compliance and regulation seriously - ethical trading underpins their entrepreneurial approach and allows ongoing growth.
· They offer strong financial rewards and serious career opportunity within the group.

The Role

· Working with all aspects of compliance, risk, governance and regulation, you will contribute to both regional strategy and day to day matters around applicable laws, regulations and procedures - identifying potential hazard and communicating areas for improvement to the team and senior management.
· Working with regional management you will monitor, asses, implement and manage procedures to identify and mitigate risks to the business, as well as undertaking file checks/audits to ensure continuous improvement.
· The region carries strong growth targets for 2018 and this role is critical to ensuring this occurs in a managed, controlled and compliant manner.


· You will present strong compliance knowledge gained within a commercial insurance broking organisation.
· You will have considerable exposure to governance, risk management and regulation, as well as general insurance product knowledge will make you an expert in mitigating risk and ensuring compliance in an expanding business.
· Knowledge of legal, financial and regulatory matters impacting on the broker market as well as monitoring, audit and FCA experience is also desired.

If you have the relevant experience or know someone that does please contact us now on [Phone number removed] or email us at [Email address removed]

To view all Current Vacancies or for more information on our Refer a Friend scheme, contact one of our consultants or visit our website [URL removed] <[URL removed]

Please Note: Due to the sheer volume of applications we receive, we will only contact successful applications. Therefore if you have not heard from us within 10 working days please deem your application as unsuccessful.
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