Head of compliance and legal

Recruiter
Marks Sattin Ltd
Location
London (Greater)
Posted
12 Jan 2018
Closes
14 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
My client is a small hybrid advisory brokerage looking for a new Head of Compliance and Legal (CF10 & CF11).

The main duties and responsibilities for this role will be :

* Leading the company in areas of regulatory compliance
* Compliance monitoring
* Assisting with the review of legal contracts and advising on regulatory aspects of the products being launched.
* Playing a key role in the Implementation of MiFiD II and GDPR regulations.

The ideal Candidate will have a brokerage background and previous experience of holding a control function title. There will be a great amount of autonomy in this position.
This job was originally posted as www.cityjobs.com/job/959921996