IFA

Recruiter
Search Consultancy
Location
Farringdon
Posted
11 Jan 2018
Closes
16 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Independent Financial Adviser (Junior), London, £40k-£45k

Exciting opportunity for a developing Independent Financial Adviser to join a successful and growing Wealth Management practice within the Financial Planning team in an IFA role. Minimum 12 months Advisory experience and Level 4 Diploma required and a client bank available to inherit.

Specific Responsibilities

* Prospect / contact potential clients in accordance with business plan
* Analyse information and prepare plans best suited to individual client requirements
* Complete risk assessment as appropriate
* Research the market place and provide clients with information on new and existing products and services
* Assist in the designing financial strategies
* Assist clients to make informed decisions
* Research information from various sources, including providers of financial products
* Assist in reviewing and responding to clients changing needs and financial circumstances
* Negotiate with product suppliers for the best possible rates
* Ensure suitable recommendations are made
* Ensure that all supporting documentation is maintained

Effective Communication & Support

* Communicate with colleagues, clients and product providers in a professional manner, using appropriate business language and correct grammar
* Assist the wider team when needed and when there is capacity to do so

Compliance

* Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle and Code of Practice and the relevant FAC rules at all times
* Comply with the relevant compliance, TCF, T&C, financial crime anti-money laundering, data security, anti-bribery and procedures of European Wealth at all times
* Ensure a detailed knowledge and understanding of European Wealth's compliance procedures including record keeping requirements
* Provision of advice to clients in a compliant manner as detailed in the firm's compliance manual and procedures
* Attain and maintain level of competence as required by the firm
* Maintain all standards of performance as required by the firm
* Ensure relevant CPD is maintained and recorded accurately

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.