Business Risk Manager, Mayfair
A leading wealth management network is seeking a Level 4 DipPFS qualified Compliance professional (or maximum one module away from qualification). This role will be based in the Mayfair office and will include regional travel approx 2 days a week.
The successful candidate will enjoy an autonomous, flexible role, often field based with many varied tasks.
The main purpose of the role is to ensure the safe growth of business through reactive and proactive risk review and support. Applications are encouraged from a wide variety of compliance professionals, from those in their early career to those that that excelled in the field for a number of years.
- Implement corporate policy regarding regulatory requirements (compliance procedures) to effectively identify and manage the key risks (and monitor the low risks) within the Business.
- Undertakes regular financial review and monitoring
- Support, coach and develop the advisors to improve levels of risk awareness, ethics and quality commitment.
- Report on emerging risks identified within the business
Skills required - financial monitoring experience with the ability to build excellent internal relationships, provide feedback and coaching and ideally have experience working in a field based role.
Please quote (42106) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.