VP - Monitoring & Testing Compliance Officer

Hays Financial Markets
London (Greater)
12 Jan 2018
13 Feb 2018
Contract Type
Full Time
VP - Monitoring & Testing Compliance Officer

Manager - Monitoring Compliance Officer Manager - Monitoring & Testing Compliance Advisory position at an Investment Bank. The Firm:
a fantastic investment bank in London seeks Manager to join their Monitoring Compliance team. They are looking for top notch candidates to join and benefit from working alongside experienced members of the Compliance team. You will be able to grow and develop your skills through the firm's extensive training and hands on mentoring provided. The Role:
As a Manager, you will be responsible for mentoring junior members of staff and conducting reviews and surveillance to identify the regulatory risks of the business. This will include routine desk and thematic reviews and on-going monitoring.
The Candidate:
The successful candidate will have a strong understanding of thematic reviews and have experience with any issues that may arise on the trading floor.

* Candidates should have at least 3 years' experience in Compliance
* Strong academic background
* Strong understanding of the FCA/PRA rules
* Flexible and organised approach
* Ability to work autonomously as well as collaboratively
* High sense of drive, ambition and motivation

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This job was originally posted as www.cityjobs.com/job/959900818