Senior Compliance Executive
We are a leading provider of Business Process Outsourcing and operational transformation, specialising in the provision of lending, investments and savings services. Over 50 major financial services providers rely on us to manage their lending and investment portfolios including Shawbrook Bank, Goldman Sachs, Yorkshire Building Society, DVLA and Credit Suisse. Our specialist third party outsourcing operation provides loan and investment administration back-office services to banks and portfolio owners and is rated as ?Above Average? by Standard & Poor?s.
Starting life in 1979, we now service £25 billion worth of assets for our clients, service 19 million customer accounts and generate an annual revenue of £64m across markets in the UK, Australia and New Zealand.
Today we have the people, processes, technology and insight to consistently deliver an innovative and highly customer-centric approach for our clients and their customers. Our team brings tremendous experience and expertise founded on a consistent set of values to which we work.
You will have the ability to conduct analysis of regulatory requirements against the demands of clients to ensure compliance. You will be able review and interpret regulatory, industry and internal standards to think problems through and discuss solutions with colleagues and clients. You will have excellent interpersonal skills, capable of identifying and delivering the training and development needs of the wider team.
You will have excellent time management skills and be able to effectively manage your own workload with an exceptional attention to detail. You will maintain awareness of regulatory developments whilst assessing the impact and implementing changes.
About the role
Our Senior Compliance Executives assist the business in delivering appropriate customer outcomes in accordance with the regulatory frameworks. They provide technical support and guidance to the business and project team in relation to policies and procedures and maintain oversight and controlled sign off of Compliance Advice. They monitor regulatory fines and other market initiatives and complete business gap analysis to ensure Target practices and processes and those of our clients, are not exposed to such weaknesses and propose and implement solutions where required.
Our Senior Compliance Executives assist the Compliance Advisory Manager in the training and development of the Compliance Advisory Team, providing support and feedback to the team and identifying compliance and training needs.
Areas of the business you?ll work with:
- Project Management
- Business Analysis
- Risk & Compliance
What we expect from you
- Be Supportive
- Be Customer Focused
- Be Risk Aware
- Be Accountable
- Be Bold
- Be Results Driven
What you can expect in return
- Competitive Salary
- Training & Development
- Pension Contribution
- Private Medical Insurance
- Discretionary bonus scheme
- Life Assurance
- Performance Reviews
Essential skills & experience
- Detailed knowledge of FCA, rules and guidance including:
CASS, MIFID II, COBS, BCOBS, DISP
- Knowledge of structured products and child trust funds
- Three years? experience working in a financial services regulatory environment
- Ability to conduct analysis of regulatory requirements against client demands to ensure compliance
- People management experience
- Service administration
This job was originally posted as www.cityjobs.com/job/959881735