Compliance Advisory - Fixed Income

Black Swan Associates Limited
London (Greater)
12 Jan 2018
10 Feb 2018
Contract Type
Full Time
Our client is a top tier investment banking firm searching for an specialist compliance officer to address regulatory requirements for their Fixed Income sales and trading business. This is a great opportunity to join the firms expansion with great progression opporunties available in the compilance function, but also gain exposure to emerging regulatory risks across certain fixed income products.

Your responsibilities will include:

* Working alongside the front office and liaising with other relevant areas of the business providing regulatory advice and guidance covering fixed income activities.
* Liaising with the FCA, where appropriate, on issues arising.
* Supporting the advisory team and ensuring that compliance policies and processes are in place and meet the needs of the department.
* Active participation and co-ordination of the advisory team's involvement in investigations into incidents arising within the business lines that are the focus of the team.
* Facilitating development of team staff, developing and nurturing talent as well as providing focus with productive and forward thinking business planning.
* Taking part in the wider compliance function by assisting with training, providing management with written reports and other ad-hoc projects.

As a successful applicant you will possess:

* Demonstrated experience in a relevant Fixed Income compliance position at a reputable financial services institution.
* A strong understanding of the relevant FCA rules and regulations.
* Have excellent communication skills both verbal and written as well as experience in writing reports within strict deadlines and to a high standard.

For more information or to apply, please contact the compliance team on [Phone number removed] [Email address removed]
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