T&C Manager - Manchester

Compliance Resource Solutions Ltd (CRS)
08 Feb 2017
08 Mar 2017
Contract Type
Full Time

Our Client is well known throughout Financial Services and operates within the Private Banking Sector. They are now looking to meet with an Experienced Senior T&C Consultant / Manager.

Requirements of The Role

To Manage the application and development of the Training and Competence (T&C) schemes within Our Clients Private Banking and Wealth Planning units, thereby strengthening the '1st line of defence’ capabilities of the Bank.

Responsibilities of The Role

* To work with the Head of Private Banking to develop the T&C scheme within the Private Banking and Wealth Planning units, taking responsibility for managing the day to day application of the scheme and ensuring that the T&C supervisors adhere to the requirements of the scheme

* Responsible for continuously reviewing the requirements of the T&C Scheme and proactively identifying opportunities to develop it further, with support from the Head of Private Banking

* To coach and support the T&C Supervisors across the division in the application of the scheme

* To Train New T&C Supervisors on both the soft skills and practical application of the T&C Scheme

* Conduct check-the-checker file reviews and observed visits across all product areas, identifying the suitability of the advice given by an adviser and areas for development.

* To act as an escalation point for complex files or sensitive issues.

* To identify common themes and risks across the business in terms of development areas or knowledge gaps.

Qualifications, Skills & Experience Required

* CII / PFS qualification, ideally diploma qualified

* CeMAP Preferred, or must be willing to complete qualification early in employment

* CISI / CFA Investment Management qualification, Level 4

* Proven experience in working within a T&C/Suitability Role

* Has a good understanding of FCA requirements for T&C

* Demonstrable knowledge of suitability, risk profiles and KYC

There is an Excellent Salary & Benefits Package Available!