Compliance Monitoring Associate (Corp Banking/Private Side)

Robert Walters Plc
London (Greater)
11 Jan 2018
10 Feb 2018
Contract Type
Full Time

A large global financial services group is looking for a Compliance Monitoring professional to join their London Compliance Team as a Compliance Monitoring Associate Compliance Monitoring Associate (Corp Banking/Private Side). They are looking for someone with 1-2 years in a Compliance monitoring/assurance role within a Corporate Banking/Private Side context, and experience conducting thematic/desk reviews in line with upcoming and current regulatory requirements.

Compliance Monitoring Associate (Corp Banking/Private Side) responsibilities:

  • Complete the regular and ad-hoc tasks necessary to complete the reviews, monitoring, testing and/or monitoring work which makes up the department?s risk based testing programme.
  • Assist with the planning and implementation of bespoke or future BAU or thematic (deep dive) testing and monitoring programmes and update existing programmes.
  • Assist with recommendations and enhancements to existing processes and develop new processes for identifying and monitoring Compliance and Conduct risk.

Compliance Monitoring Associate (Corp Banking/Private Side) experience:

  • Solid understanding of compliance risks (e.g. conduct, financial crime, etc.) and general Banking risks

  • Basic to intermediate understanding of basic banking products (such as commercial lending, trade finance, transaction banking, syndications, debt capital markets and associated derivative hedging solutions)
  • Strong organisational and time management skills and ability to be flexible in dealing with multiple issues of a varied nature

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