Deputy Head of Compliance

Stellar Select Branded
11 Jan 2018
10 Feb 2018
Contract Type
Full Time
Deputy Head of Compliance. We have a superb opportunity with an established and rapidly expanding specialist mortgage business based in Uxbridge. You will be required to Implement, promote and maintain business compliance with FCA, DPA, JMLSG and other legal or regulatory codes

Responsibilities for the role of Deputy Head of Compliance

* Support the Director of Risk and Compliance as required
* Act as deputy MLRO
* Lead and manage the compliance, financial crime and Quality assurance areas and provide support in achieving the departments objectives and development for individuals
* Maintain awareness and understanding of UK regulations, including the FCA handbook, AML, CTF, Sanctions, JMLSG guidance notes, DPA, TCF and their implications
* Provide input to the development and implementation of a Compliance, QA and financial crime strategies
* Review policies, procedures, manuals, letters, developments and training providing compliance input and approval
* Maintain risk registers including regulatory, financial crime and anti-bribery and corruption
* Maintain an effective Regulatory early warning system (REWS) to identify, review, assess and implement regulatory and legislative requirements
* Manage and oversee the response to requests for advice from business units
* Review new issues on the issues register
* Provision of MI, analysis and reporting to Board and Board Committees and projects

Experience required for the role of Deputy Head of Compliance

* Extensive experience in financial services working in compliance, financial crime and quality assurance with a Mortgage Lender or a Mortgage Servicing Business
* Hands on experience of managing and coordinating compliance and financial crime and fraud teams

Salary: £70-80,000 plus benefits and bonus

Location: Uxbridge

For more information regarding the role of Deputy Head of Compliance please contact us

Stellar Select is acting as an employment agency and is a corporate member of the REC

Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days
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