Compliance Assistant - Part time

Hays Financial Markets
London (Greater)
11 Jan 2018
10 Feb 2018
Contract Type
Full Time
Part-time Compliance Opportunity, 1-2 days per week (Wealth sector experience is essential)

* Compliance Monitoring - Transaction monitoring, file reviews, regulatory monitoring, financial crime
* Reviewing updates from FCA, HMRC etc
* Assisting with FCA returns via online systems
* Providing compliance guidance to staff
* Assist the Compliance Officer to monitor and approve on-boarding
* Drafting and maintaining compliance standards, policies and procedural documents including AML, PA Dealing, Gifts, Conflicts of Interest
* Drafting the ICAP and have a good knowledge of MiFID II, assist the compliance officer make sure all the work meet the MiFid II requirements

If you are interested in hearing more about the role, please do get in touch

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